WASHINGTON--(BUSINESS WIRE)--FINRA has identified potential violations of FINRA Rule 2210 (Communications with the Public) in 70 percent of crypto asset communications it reviewed, according to a ...

The Financial Regulatory Authority (FINRA) recently identified the “initial themes” observed in a targeted examination of retail communications by member firms with respect to crypto assets. The ...

FINRA-registered firms had a “persistent and high level of non-compliance” following rules for communications related to crypto assets, according to a preliminary analysis of results from a targeted ...

FINRA recently announced targeted exams of its members focused on certain retail communications concerning “crypto asset” products and services between July 1, 2022 and September 30, 2022. For ...

With the growth in the crypto asset market and increased interest in crypto assets, the potential harm caused by problematic communications has also increased, according to Ira Gluck, Senior Director, ...