- How the derivatives clearing requirements of the Dodd Frank Act may impact the derivatives market and your clients and handling regulatory uncertainty - How to keep up with fast-paced regulatory ...

Thomas J Catalano is a CFP and Registered Investment Adviser with the state of South Carolina, where he launched his own financial advisory firm in 2018. Thomas' experience gives him expertise in a ...

If a fund manager uses a ‘buy-write’ overlay strategy, for example, the manager caps some of the upside potential of the stocks in the portfolio by the use of call options – in effect, selling some of ...

This program will provide an overview of legal aspects of the negotiation and documentation of derivatives transactions, beginning with the basics and continuing to more advanced negotiation points ...

Corporate users of equity derivatives continue to seek out simple, transparent products. Until regulatory overhaul is complete, this tack is unlikely to change. The ripples from the 2008 financial ...

The recovery in sentiment in most markets during 2009 was dramatic, and equity derivatives were no exception. From the depths of despair at the beginning of the year, when hedge funds and ...

While many banks ran for the hills after taking multi-billion dollar hits to their equity derivatives businesses in the wake of the 2008 crisis, others viewed the market meltdown as an opportunity.

As of November 11, 2021, Nasdaq Derivatives Markets has made available for testing in Genium INET External Test System 1 (EXT1) new Equity Derivatives – instruments as specified below. Nasdaq ...