The SEC approved FINRA's plan to abolish the $25,000 pattern day trader rule, replacing it with intraday margin standards.

On April 14, 2026, the Securities and Exchange Commission (SEC) announced its final approval of a transformative rule change ...

With a fresh rule change, the SEC has approved a plan that scraps the old $25,000 pattern day‑trader minimum and replaces it ...

The two firms are among the most prominent in the retail securities industry and financial advice market today.

The SEC officially approved FINRA's landmark overhaul of the Pattern Day Trader rule on April 14, 2026m eliminating the ...

The US Securities and Exchange Commission (SEC) has approved a plan to remove day-trading restrictions for small investors, a ...

FINRA's steady decline in enforcement actions in recent years suggests a "kinder, gentler" stance toward the industry the watchdog agency is charged with policing. Still, a corresponding increase in ...

The brokerage firm settles allegations that it allowed a broker to steer clients toward leveraged, concentrated, and risky ...

FINRA arbitrator awarded consumer damages, fees, and costs against Charles Schwab for failing to properly investigate ...

The Public Investors Advocate Bar Association (PIABA) today slammed the recent decision by the Financial Industry Regulatory Authority (Finra) to approve a $50 million rebate to its member firms ...

The actions illustrate Finra’s continuing crackdown on compliance shortcomings related to the conduct standard that was implemented in June 2020. By Mark Schoeff Jr. Finra imposed $185,000 in ...