On March 15, 2023, the U.S. Securities and Exchange Commission (“SEC”) released its proposal to amend Regulation S-P: Privacy of Consumer Financial Information ...

On May 16, 2024, the Securities and Exchange Commission (SEC) announced the adoption of amendments to Regulation S-P (Reg S-P), which broadly track the changes originally proposed in March 2023. The ...

Peter Gratton, Ph.D., is a New Orleans-based editor and professor with over 20 years of experience in investing, economics, and public policy. Peter began covering markets at Multex (Reuters) and has ...

Starting from today, December 18, publicly owned companies operating in the U.S. must comply with a new set of rules requiring them to disclose “material” cyber incidents within 96 hours. The ...

The Securities and Exchange Commission (SEC) is illegally collecting data of every citizen who invests in the stock market, according to a new lawsuit. The New Civil Liberties Alliance (NCLA) filed ...

Nvidia Corp. graphic processing units sit stacked inside a 'mining rig' computer, used to generate the Ethereum cryptocurrency, in Budapest, Hungary in January. U.S. securities regulators say adequate ...

Republican lawmakers and the American Securities Association (ASA) say the Securities and Exchange Commission (SEC) is violating the Fourth Amendment by putting together a list that contains the ...

The American Securities Association, a trade association representing regional financial service firms, sued the SEC on June 6 over what they said is a violation of the Freedom of Information Act.

Coinbase is launching a new legal offensive against the Securities and Exchange Commission and the Federal Deposit Insurance Corporation to procure documents relating to the agencies’ approaches to ...

The US Securities and Exchange Commission sued market-making giant Virtu Financial Inc. in federal court for alleged policy lapses that the regulator said could have let employees access confidential ...