The SEC has pared back enforcement since a new administration took over nine months ago, slashing new lawsuits by over a ...

Until now, the Wells Notice has informed putative defendants that they have only two weeks to submit a written defense or ...

The U.S. Securities and Exchange Commission fined two companies for violations that resulted in improper reporting of quarterly earnings, the regulator's first enforcement actions under a program to ...

Securities law experts say the disclosure rules that have comprised the core of the SEC’s enforcement program for nine ...

A pair of enforcement actions brought by the Securities and Exchange Commission over the past few days highlights a focus on punishing and preventing unregistered municipal advisory activity, ...

In May 2025, we sum m arized the U.S. Securities and Exchange Commission’s (SEC) Division of Enforcement activity during the first quarter of the new presidential administration. With the second ...

The U.S. Securities and Exchange Commission concluded a multi-year investigation in February, "without enforcement action,” into PayPal Holdings Inc.'s launch of a stablecoin, the multinational ...

The Securities and Exchange Commission (SEC) was created in 1934 after the devastating Great Depression market collapse to restore investor confidence and regulate the securities markets. Over the ...

In the first half of August, the U.S. Securities and Exchange Commission (SEC) announced settlements with two different registered investment advisers for violations of the Investment Advisers Act of ...

Caroline L. Wolverton of Akin examines the recent drop in federal agency enforcement and the corresponding rise in private ...

Thailand’s financial and cybercrime watchdogs took action on Friday when the Securities and Exchange Commission (SEC) and the ...