EV startup Fisker faces probe by US securities regulator
The U.S. Securities and Exchange Commission is investigating Fisker and has sent multiple subpoenas to the bankrupt EV maker, ...
US securities regulator's top cop to leave agency
The U.S. Securities and Exchange Commission's enforcement director is leaving the agency, the regulator said on Wednesday, ...
SEC Enforcements Highlight Risk of Noncompliance—Gone Are 'You Pay Your Money and Takes Your Chance' Days in the U.S.
SEC concerns over the influence of large investors on the securities markets have manifested a robust sweep of enforcement ...
Hoodline2d
Texas Stock Exchange Announces Seasoned Leadership Team and Board As It Prepares to Enter Competitive U.S. Market
The Texas Stock Exchange announces its experienced leadership team, advancing its goal to compete with major exchanges.
Morningstar11d
The U.S. Securities and Exchange Commission (SEC) Awards Casepoint 5-Year Contract Extension for AI-Powered SaaS Data Discovery Platform
TYSONS, Va., Sept. 24, 2024 /PRNewswire/ -- The U.S. Securities and Exchange Commission (SEC) has awarded Casepoint a five-year contract for its cloud-based data discovery platform and related ...
U.S. News & World Report12d
US SEC, Coinbase Clash in Court Over Crypto Rulemaking
Coinbase, the largest U.S. crypto exchange, sued the Securities and Exchange Commission last year in an effort to compel the regulator to act on a petition for rulemaking Coinbase filed in 2022.
The Gazette3d
US securities regulator's top cop to leave agency
NEW YORK (Reuters) - The U.S. Securities and Exchange Commission's enforcement director is leaving the agency, the regulator said on Wednesday, marking the end of a three-year tenure during which ...